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        Analyst - Compliance (Trade/Regulatory Reporting) - Financial Operations

        Financial Operations
        Hyderabad, Bengaluru or Gurugram

        We are seeking an analyst to join our Compliance team at the firm’s offices based in Hyderabad, Gurugram or Bengaluru to work closely with a team of attorneys and compliance professionals to help ensure that the firm’s business activities are conducted in strict accordance with regulatory requirements. The Compliance group is an integral part of our global Financial Operations group and is responsible for implementing and enforcing policies and procedures across multiple regulatory requirements. This position affords the opportunity for broad exposure to the firm’s trading, operations, and software development groups, as well as the chance to handle real-time issues related to the firm’s expanding suite of global investment products in a dynamic, constantly evolving regulatory environment. The D. E. Shaw group uses a combination of quantitative and qualitative tools to uncover self-governing, hard-to-find sources of return across global public and private markets.

        What you’ll do day-to-day

        The Financial Operations group is an integral part of our global operations. You will support one or more of the functions mentioned below: Regulatory Reporting - As a part of the team, you will be responsible to review reports relating to trading activities to assist the firm in meeting its regulatory obligations. You will assist in filing regulatory obligations which require complex quantitative and qualitative analysis of the firm’s data. These filings/reports include Form PF, CPO-PQR, BEA (Bureau of Economic Analysis), Annex IV (AIFMD Reporting) and TIC (Treasury International Capital). Furthermore, you will work on long-term projects with development and analytic teams to maintain the firm’s high standards of compliance with new and existing regulations. Additionally, you will work closely with members of Compliance team across different offices to discuss the implementation of policies and procedures for underlying processes. Trade Reporting - As a member of the team, you will play a key role in reviewing reports related to the firm’s trading activities, supporting the organization in meeting its regulatory reporting obligations. Your responsibilities will include preparing and submitting regulatory filings that require both complex quantitative analysis and qualitative assessment of the firm’s trade and position data. These filings and reports will include, among others, ownership disclosures, with an emphasis on the United States (e.g., Schedule 13G) and the broader Americas region. You will also contribute to long-term projects in collaboration with the development and analytics teams, ensuring that the firm maintains its rigorous standards of compliance with both new and existing regulatory requirements. In addition to this, you will work closely with Compliance team members across multiple offices to develop, refine, and implement policies and procedures that support these reporting processes.

        Who we’re looking for

        The ideal candidate should hold-

        Basic qualifications:

        • A master’s degree in finance, Chartered Accountancy (CA) or equivalent, along with up to 2 years of work experience
        • The ability to be self-motivated, a result-oriented mindset, robust analytical and problem-solving skills, learning agility, attention to detail, ability to work in a dynamic environment, and the capacity to meet tight deadlines
        • Excellent written and verbal communication skills along with exceptional interpersonal skills
        • An understanding of financial instruments and financial markets

         

        Preferred qualifications:

        • Work experience in the financial services industry

        Candidates with relevant experience looking to restart their careers after a break are encouraged to apply for this position.

        The members of the D. E. Shaw group do not discriminate in employment matters on the basis of race, color, religion, gender, gender identity, pregnancy, national origin, age, military service eligibility, veteran status, sexual orientation, marital status, disability, caregiver status, or any other category protected by law. We are eager to hear from individuals having a wide range of backgrounds and personal characteristics.

        Candidates who are residents of California (any such candidate, a “California Resident”) should click here for our CCPA Recruitment Personal Information Privacy Notice.

        The D. E. Shaw group may collect, use, hold, transfer, and process candidates' resumes and associated information (including personal information contained therein) for purposes reasonably related to their application, including without limitation: review and management of employment applications and supporting materials; administration and management of offers to and communication with candidates; and administration, management, and improvement of the recruiting operations of the D. E. Shaw group; and/or where reasonably required in connection with a proposed sale, spin-out, reorganization, or outsourcing of all or some of the business of the D. E. Shaw group. The D. E. Shaw group will not use such information for purposes unrelated to the foregoing, such as direct marketing of third-party products to candidates, without candidate consent. As used herein, the term "personal information" is meant to broadly describe information identifying or relating to a specific individual; it is intended to encompass "personal data," "sensitive personal data," and "personally identifiable information" and similar terms, as those terms are defined by law in the jurisdictions in which the D. E. Shaw group operates.

        The D. E. Shaw group may transfer such personal information within and outside the country and jurisdiction of the locations where the D. E. Shaw group maintains offices, to other D. E. Shaw group affiliates, to government and regulatory authorities, and to third parties which provide or may provide support and/or services to the D. E. Shaw group and for the purposes set forth above. The persons who may have access to this personal information are other employees of the D. E. Shaw group, in connection with the performance of their duties of employment, and the other parties listed above, in connection with the business of the D. E. Shaw group. (Of course, candidates will be considered for employment opportunities only in those countries in which they express interest.)

        The D. E. Shaw group will use reasonable care to maintain the confidentiality of personal information (including appropriate technical measures against unauthorized or unlawful processing and against accidental loss or destruction of, or damage to, such information) and will retain such data as required by applicable law or regulation. Candidates have the right to request access to, and correction of, their personal information in accordance with applicable law; any such request should be submitted to recruiting.india@deshaw.com. Candidates who have submitted a resume to the D. E. Shaw group and do not wish to proceed with their applications should email cvwithdraw@deshaw.com. Personal information of candidates who have been the subject of background checks may have been transferred in accordance with applicable regulations, and any concerns with such transfers should be submitted to backgroundcheck-inquiries@deshaw.com.

        The D. E. Shaw group may retain candidates’ information for prospective recruiting activities, including sourcing candidates for employment opportunities and for organizing events with prospective candidates, in accordance with our internal data retention procedures. Candidates who do not agree to such future use should email recruiting-inquiries@deshaw.com.

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