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The D. E. Shaw group, its affiliates and members, and any party or person associated with or acting on behalf of the foregoing shall have no liability for any errors (as a result of negligence or otherwise, to the fullest extent permitted by law in the absence of fraud) in the Content or its production or for the consequences of any party’s reliance on the Content.
The D. E. Shaw group does not endorse any information or beliefs discussed in any Linked Content and makes no representation as to the accuracy or adequacy of any Linked Content.
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Placement agent activities of the D. E. Shaw group are conducted in the United States through D. E. Shaw Securities, L.L.C., which is registered as a broker-dealer with the United States Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority, Inc. Additional information regarding D. E. Shaw Securities, L.L.C. may be obtained on Form CRS or FINRA’s BrokerCheck. Investment advisory activities of the D. E. Shaw group are conducted by D. E. Shaw & Co., L.P. (and its relying advisers) and D. E. Shaw Investment Management, L.L.C., which are registered as investment advisers with the United States Securities and Exchange Commission.
D. E. Shaw & Co. (London), LLP (the “Partnership” or the “LLP”) is a subsidiary of D. E. Shaw & Co. (U.K.), Ltd. (“DESCOUK” or the “Company”) (together the “Group”). The LLP, which is authorized and regulated by the United Kingdom Financial Conduct Authority, may record telephone calls made to or from our business and otherwise gather personal information that you may share in the course of our dealings with you. This information will be used for the purposes of providing services, keeping records, processing applications for employment, and regulatory compliance and, accordingly, may be transferred outside of the European Economic Area to other D. E. Shaw group companies. The following disclosures relate to the LLP, the Company, or collectively the Group.
The MIFIDPRU 8 disclosure document is available here.
The Statement regarding the UK Stewardship Code and Shareholder Rights Directive is available here.
The UK Tax Strategy is available here.
The Statement on Modern Slavery and Human Trafficking is available here.
The Statement of Director Duties related to Section 172(1) of Companies Act 2006 is available here.
The ESG 2 TCFD entity report is available here.
One or more of the following privacy notices may be applicable to you depending on how the D. E. Shaw group collects personal information as governed by the SEC’s Regulation S-P, the California Consumer Privacy Act (“CCPA”), the E.U. General Data Protection Regulation (“GDPR”), the U.K. Data Protection Act, and other applicable regulations.
The Online Privacy Statement is available here.
The Privacy Policy is available here.
The European Investor Personal Data Privacy Notice is available here.
The California Investor Personal Information Privacy Notice is available here.
The Cayman Fund Investor Personal Data Privacy Notice is available here.
The D. E. Shaw India Annual Return is available here.
The D. E. Shaw India Corporate Social Responsibility Policy is available here.
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