The information on this website does not constitute the provision of investment advice. In addition, the information on this page does not convey an offer of any type and is not intended to be, and should not be construed as, an offer to sell, or the solicitation of an offer to buy, any securities or other financial products.
No assurances can be made that any aims, assumptions, expectations, strategies, and/or goals expressed or implied herein were or will be realized or that the activities or any performance described did or will continue at all or in the same manner as is described on this website.
Placement agent activities of the D. E. Shaw group are conducted in the United States through D. E. Shaw Securities, L.L.C., which is registered as a broker-dealer with the United States Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority, Inc. Diffusion Markets, L.L.C., is also a registered broker-dealer with the United States Securities and Exchange Commission and a member of the Chicago Board Options Exchange. Investment advisory activities of the D. E. Shaw group are conducted by D. E. Shaw & Co., L.P.; D. E. Shaw Direct Capital, L.L.C.; and D. E. Shaw Investment Management, L.L.C., and various other affiliates thereof, each of which is registered as an investment advisers with the United States Securities and Exchange Commission, either directly or, in the case of such affiliates, by virtue of their being listed as “relying advisers” on the Form ADV of D. E. Shaw & Co., L.P.
D. E. Shaw & Co. (London), LLP, which is authorized and regulated by the United Kingdom Financial Conduct Authority, may record telephone calls made to or from our business and otherwise gather personal information that you may share in the course of our dealings with you. This information will be used for the purposes of providing services, keeping records, processing applications for employment, and regulatory compliance and, accordingly, may be transferred outside of the European Economic Area to other D. E. Shaw group companies. D. E. Shaw & Co. (London), LLP's Pillar 3 Disclosure is available here and its statement regarding the UK Stewardship Code is available here.